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ASIC Personnel
Compliance
Tye Welch
Senior Director of Compliance
Leanna Sullivan
Compliance Manager
Claudia De Anda
Administrative Assistant
Anthony DeJohnette
Financial/Operational Audit Manager
Pam Koyzis
Associate Vice President, Institute Chief Compliance Officer
Laurice Balian
Senior Director of Audit
Wendy Yang
Senior Auditor
Lynn Theriault
Lead Auditor
David Arenz
Lead Auditor
Andrew W. Chan
Senior Information Technology Auditor
Jonathan Moges
Data Scientist
Katrina Vargas
Staff Auditor
David Marmor
Data Scientist
Penny Mesa
Compliance Assistant
Maddie Cooper
Compliance Assistant
