<p style="text-align: left;"><strong>Audit Services and Institute Compliance (ASIC) </strong>proactively partners with management, faculty, and staff to ensure that the Campus, the Jet Propulsion Laboratory and other Caltech operations effectively:</p>
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<div style="text-align: left;">Identify and manage risks;</div>
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<div style="text-align: left;">Comply with applicable laws, regulations, agreements, and internal procedures;</div>
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<div style="text-align: left;">Maintain financial and operational information integrity;</div>
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<div style="text-align: left;">Establish and maintain an appropriate control environment, level of accountability, and ethical framework; and,</div>
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<div style="text-align: left;">Monitor and improve processes.</div>
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<p style="text-align: left;"><strong>ASIC</strong> conducts financial, operational, and information technology audits in accordance with approved plans and established policies and procedures. In addition, ASIC complies with the <a title="The IIA - Code of Ethics" href="http://www.theiia.org/guidance/standards-and-guidance/ippf/code-of-ethics/english/" target="_blank">Code of Ethics</a> and the <a title="The IIA - Standards" href="http://www.theiia.org/guidance/standards-and-guidance/ippf/standards/" target="_blank">Standards for the Professional Practice of Internal Auditing</a> promulgated by The Institute of Internal Auditors, as well as other professional auditing standards which may be applicable to the performance of work assignments</p>
<p style="text-align: left;"><strong>ASIC</strong> has developed an Institute Compliance Program that reflects the Institute's commitment to the highest standards in all of its activities. The program provides an operational framework to help ensure that compliance remains an integral part of the Institute's culture. ASIC helps management, faculty, and staff identify and reduce risks which could adversely affect the Institute.</p>
<p style="text-align: left;"> </p>
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